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STOTLER AND CO. v. COMMODITY FUTURES TRADING COM'N

No. 86-2695.

855 F.2d 1288 (1988)

STOTLER AND COMPANY and Richard C. Allen, Petitioners, v. COMMODITY FUTURES TRADING COMMISSION, Respondent.

United States Court of Appeals, Seventh Circuit.

Decided August 25, 1988.

Attorney(s) appearing for the Case

Thomas F. Kolter, Chicago, Ill., for petitioners.

Daniel S. Goodman, Commodity Futures Trading Com'n, Washington, D.C., for respondent.

Before CUMMINGS, WOOD, Jr. and MANION, Circuit Judges.

MANION, Circuit Judge.

Stotler and Company ("Stotler") petitions this court to review an order of the Commodity Futures Trading Commission ("the Commission") finding Stotler, a futures trading house, vicariously liable under the Commodity Exchange Act's (the Act's)1 antifraud provisions for the actions of Richard Allen, a commodity trading advisor and pool operator, in soliciting accounts he traded through Stotler. The Commission also...

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