HARELSON v. MILLER FINANCIAL CORP.

Nos. 87-1584, 87-1653.

854 F.2d 1141 (1988)

Anna M. HARELSON; Anna M. Harelson, Phd., Inc.; Defined Benefit Plan; Louis A. Rigali; Julianne Rigali, Plaintiffs-Appellees/Cross-Appellants, v. MILLER FINANCIAL CORPORATION, a California corporation; Defendant, and David O. Wilson, Defendants-Appellants/Cross-Appellees.

United States Court of Appeals, Ninth Circuit.

Decided May 9, 1988.

As Amended August 22, 1988.


Attorney(s) appearing for the Case

Robert A. Huddleston, Tonsing, Heimann & Huddleston, Danville, Cal., for plaintiffs-appellees/cross-appellants.

Deborah A. Klar and Michael F. Perlis, Pettit & Martin, San Francisco, Cal., for defendants-appellants/cross-appellees.

Before FLETCHER, WIGGINS and NOONAN, Circuit Judges.


NOONAN, Circuit Judge:

Anna M. Harelson, Anna M. Harelson, Ph.D., Inc. Defined Benefit Plan, Louis A. Rigali and Julianne J. Rigali sued David O. Wilson and others alleging violation of Section 12(1) of the Securities Act of 1933, 15 U.S.C. § 77l(1) and other wrongs. The case was tried in the district court without a jury. The court found for the defendant on several counts but gave judgment for the plaintiffs on their Section 12(1) claims, limiting recovery...

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