EDITH H. JONES, Circuit Judge:
In May 1984, Monroe Stephenson brought suit against Paine, Webber, Jackson & Curtis, Inc. ("Paine Webber"), and James Welch ("Welch"), a former Paine Webber broker, for trading securities on his behalf without authorization, which he alleged constituted a violation of the Securities Act of 1933, 15 U.S.C. § 77a, et seq.; the Securities Exchange Act of 1934, 15 U.S.C. § 78a, et seq.
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