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NEWFIELD v. SHEARSON LEHMAN BROS.

Civ. A. No. 88-6467.

699 F.Supp. 1124 (1988)

Jeffrey D. NEWFIELD v. SHEARSON LEHMAN BROS., et al.

United States District Court, E.D. Pennsylvania.

November 23, 1988.

Attorney(s) appearing for the Case

F. Emmett Fitzpatrick, III, Philadelphia, Pa., for plaintiff.

Ellen Rosen Rogoff, Bolger Picker & Weiner, Philadelphia, Pa., for Shearson Lehman Bros., Inc., et al.

MEMORANDUM AND ORDER

FULLAM, Chief Judge.

Plaintiff, Jeffrey Newfield, seeks to recover from defendant Shearson Lehman Brothers (now Shearson Lehman Hutton) and two of its employees, Bruce O'Brien and Michael Neft, for alleged violations of § 10 and § 15 of the Securities Exchange Act of 1934, the Racketeer Influenced and Corrupt Organizations Act (RICO), and § 4b of the Commodity Exchange Act. In addition, plaintiff's Complaint includes a...

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