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GOODMAN v. SHEARSON LEHMAN BROS., INC.

No. 86 Civ. 5393 (JMW).

698 F.Supp. 1078 (1988)

Eleanor Mather Gibson GOODMAN, Plaintiff, v. SHEARSON LEHMAN BROTHERS, INC. and Neil Goodman, Defendants.

United States District Court, S.D. New York.

January 14, 1988.

Attorney(s) appearing for the Case

A. Arnold Gershon, A. Arnold Gershon, P.C., New York City, for plaintiff.

Andrew Wittenstein, Friedman, Wittenstein & Hochman, New York City, for defendant Neil Goodman.

Thomas E. Hommel and Mary E. Reisert, Shearson Lehman Hutton Inc., New York City, for defendant Shearson Lehman Bros. Inc.

MEMORANDUM AND ORDER

WALKER, District Judge:

In this action, plaintiff Eleanor Mather Gibson Goodman alleges violations of Section 10(b) of the Securities and Exchange Act of 1934 (the "Exchange Act"), as amended, 15 U.S.C. § 78j, and Rule 10b-5 promulgated thereunder, 17 C.F.R. 240.10(b)-5, Sections 15(a)(1) and 20(a) of the Exchange Act, 15 U.S.C. §§ 78o (a)(1) and 78t(a), and the Racketeer...

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