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O.R. SECURITIES v. PROFESSIONAL PLANNING ASSOC.

No. 87-8531.

857 F.2d 742 (1988)

O.R. SECURITIES, INC., Plaintiff-Appellant, v. PROFESSIONAL PLANNING ASSOCIATES, INC., Defendant-Appellee.

United States Court of Appeals, Eleventh Circuit.

October 12, 1988.

Attorney(s) appearing for the Case

Thompson & Mitchell, W. David Wells, Lawrence Friedman, St. Louis, Mo., for plaintiff-appellant.

Steven Jay Gard, Page & Bacek, Terry Weiss, Vaughan, Davis Birch & Murphy, Atlanta, Ga., for defendant-appellee.

Before FAY and CLARK Circuit Judges, and GONZALEZ, District Judge.

GONZALEZ, District Judge:

This is an appeal by O.R. Securities, Inc. ("O.R."), from an Order of the district court dismissing O.R.'s Complaint and Application to Vacate Arbitration Award. O.R. had filed suit in district court to vacate an award in the amount of $81,998.00 made by a National Association of Securities Dealers, Inc. ("NASD") arbitration panel against O.R. and in favor of appellee Professional Planning Associates, Inc. ("PPA").

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