No. 87-2248.

857 F.2d 615 (1988)

Earl W. AH MOO, Plaintiff-Appellee, v. A.G. BECKER PARIBAS, INC., a/k/a Paribas North America, Inc., Defendant-Appellant.

United States Court of Appeals, Ninth Circuit.

Decided September 15, 1988.

Attorney(s) appearing for the Case

John Rapp, Honolulu, Hawaii, for defendant-appellant.

Sherman S. Hee, Gerald C. Yoshida, Terry D. Carlone, Hee, Yoshida & Carlone, Honolulu, Hawaii, for plaintiff-appellee.

Before PREGERSON, BOOCHEVER and BEEZER, Circuit Judges.

BEEZER, Circuit Judge:

A.G. Becker Paribas, Inc. ("Becker") appeals judgment for Earl W. Ah Moo ("Ah Moo") on misrepresentation, breach of contract, and violation of Hawaii's Uniform Securities Act, Title 26, Haw.Rev.Stat. § 485-1 to § 485-25 (1985). This action arises out of the sale of securities totalling $27,500 by Becker's vice president and salesman, as well as out of Becker's failure to register, pursuant to Hawaii law, either its authorized salesman...

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