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ARNULFO P. SULIT, INC. v. DEAN WITTER REYNOLDS, INC.

No. 86-1546.

847 F.2d 475 (1988)

ARNULFO P. SULIT, INC.; Arnulfo P. Sulit, M.D., Inc., Money Purchase Pension Plan; Arnulfo P. Sulit, M.D., Inc. Profit Sharing Plan; and Arnulfo P. Sulit, M.D., Appellees, v. DEAN WITTER REYNOLDS, INC., Appellant. Bernardino R. Manalo.

United States Court of Appeals, Eighth Circuit.

Decided May 23, 1988.

Attorney(s) appearing for the Case

Reggie C. Giffin, Kansas City, Mo., for appellant.

Linda S. Dickens, Kansas City, Mo., for appellees.

Before FAGG and BOWMAN, Circuit Judges, and FLOYD R. GIBSON, Senior Circuit Judge.

FAGG, Circuit Judge.

Dean Witter Reynolds, Inc. (Dean Witter) appeals from adverse rulings on its motion to compel arbitration and stay proceedings in an action brought by a Dean Witter customer, Arnulfo P. Sulit, M.D., his professional corporation, and his employee benefit plans (collectively Sulit). Sulit's complaint asserted Dean Witter through its broker, Bernardino R. Manalo, mismanaged Sulit investment accounts in violation of state and federal law, including...

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