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KEARNEY v. PRUDENTIAL-BACHE SECURITIES, INC.

No. 84 Civ. 1625 (MBM).

701 F.Supp. 416 (1988)

Patricia D. KEARNEY, Plaintiff, v. PRUDENTIAL-BACHE SECURITIES, INC. and Bache Halsey Stuart Canada, Ltd., Defendants.

United States District Court, S.D. New York.

November 28, 1988.

Attorney(s) appearing for the Case

Margaret E. Haering, Susan Paradise Baxter, Cole, Raywid & Braverman, Washington, D.C., for plaintiff.

Joel M. Miller, William A. Jacobson, Miller & Wrubel, P.C., New York City, for defendants.

OPINION AND ORDER

MUKASEY, District Judge.

Plaintiff Patricia Kearney sues to recover damages for violations of §§ 4b, 4d and 9(a) of the Commodities Exchange Act ("CEA"), 7 U.S.C. §§ 6b, 6d and 13(a) (Supp. IV 1986), § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1982), and Rule 10b-5, 17 C.F.R. § 240.10b-5 (1988), as well as common law fraud and conversion. Defendants Prudential-Bache Securities,...

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