LOWENBRAUN v. ROTHSCHILD

No. 86 CIV. 2778 (SWK).

685 F.Supp. 336 (1988)

Nathan LOWENBRAUN and Carol Lowenbraun, Plaintiffs, v. L.F. ROTHSCHILD, Unterberg, Towbin, Arthur Levine and Steven Stark, Defendants.

United States District Court, S.D. New York.

February 25, 1988.


Attorney(s) appearing for the Case

Richard Realmuto, New York City, for plaintiffs.

Hertzog, Calamari & Gleason, New York City (Loretta A. Preska, Anthony L. Paccione, of counsel), for defendants.


KRAM, District Judge.

Plaintiffs sue to recover monies invested in various accounts pursuant to the federal securities laws, 15 U.S.C. § 78j(b) ("section 10(b)" of the Securities Exchange Act of 1934), 17 C.F.R. § 240.10b-5 ("Rule 10b-5"), the Racketeer Influenced and Corrupt Organizations Act ("RICO"), 18 U.S.C. § 1961 et seq., and common law fraud. Plaintiffs filed an amended complaint in accordance with this Court's decision, Lowenbraun...

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