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GRUBER v. PRUDENTIAL-BACHE SECURITIES, INC.

Civ. No. B-86-317(JAC).

679 F.Supp. 165 (1987)

Lucy GRUBER v. PRUDENTIAL-BACHE SECURITIES, INC., James L. Condron and Jerome N. King.

United States District Court, D. Connecticut.

December 31, 1987.

Attorney(s) appearing for the Case

J. Daniel Sagarin, William B. Barnes, Hurwitz & Sagarin, Milford, Conn., Mordecai Rosenfeld, Ira Capsuto, New York City, for plaintiff.

Linda L. Randell, Wiggin & Dana, New Haven, Conn., for defendant Prudential-Bache Securities, Inc.

Richard Blumenthal, Silver, Golub & Sandak, Stamford, Conn., for defendant James L. Condron.

Thomas D. Clifford, Skelley Clifford Vinkels Williams & Rottner, Hartford, Conn., for defendant Jerome N. King.

RULING ON MOTIONS TO DISMISS

JOSÉ A. CABRANES, District Judge:

This action arises out of an allegedly fraudulent scheme involving several Connecticut limited partnerships. Plaintiff brings this suit pursuant to the Racketeer Influenced and Corrupt Organizations Act ("RICO"), 18 U.S.C. §§ 1962(c) and (d) (1982 & Supp. III 1985); §§ 10(b) and 20(a) of the Securities Exchange Act of 1934 (the "Act"), 15 U.S.C. §§ 78j(b...

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