Civ. A. 86-0013-H.

659 F.Supp. 100 (1987)

Vaughan S. NEWCOME, Plaintiff, v. A. Jack ESREY, and Shearson Lehman Brothers, Inc., Defendants.

United States District Court, W.D. Virginia, Harrisonburg Division.

April 7, 1987.

Attorney(s) appearing for the Case

George W.R. Glass, Scully, Throckmorton & Glass, Winchester, Va., for plaintiff.

Phillip C. Stone, Gregory T. St. Ours, Wharton, Aldhizer & Weaver, Harrisonburg, Va., Arthur L. Smith, Washington, D.C., Peper, Martin, Jensen, Maichal & Hetlag, for defendants.


MICHAEL, District Judge.

This is a securities fraud action brought under § 17(a) and § 22 of the Securities Act of 1933, 15 U.S.C. §§ 77q(a), 77v, (1982), § 10(b) and § 27 of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b), 78aa, and Securities Exchange Commission Rule 15 CL-7, 17 C.F.R. 240.15 CL-7. The plaintiff has also brought state law claims under Virginia Code §§ 13.1-502...

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