KEMPNER v. OPPENHEIMER & CO., INC.

No. 85 Civ. 2277 (SWK).

662 F.Supp. 1271 (1987)

Ivan KEMPNER, Plaintiff, v. OPPENHEIMER & CO., INC., Robert Lovasz and Jeffrey Feinberg, Defendants.

United States District Court, S.D. New York.

June 3, 1987.


Attorney(s) appearing for the Case

Demov, Morris & Hammerling, New York City by Jonathan M. Herman, Felice F. Mischel, for plaintiff.

Gold, Farrell & Marks, New York City by Martin R. Gold, Robert P. Mulvey, Dana S. Singer, Robert Kleinberg, Joan Caridi, Oppenheimer & Co., Inc., New York City, for defendant Oppenheimer & Co., Inc.

Robert Lovasz, pro se.

Lord, Day & Lord, New York City by John D. Henderson, for defendant Jeffrey Feinberg.


MEMORANDUM OPINION AND ORDER

KRAM, District Judge.

This action arises under Sections 12 and 15 of the Securities Act of 1933 (the "Securities Act"), as amended, 15 U.S.C. §§ 77l and 77o, Sections 10 and 20 of the Securities Exchange Act of 1934 (the "Exchange Act"), as amended, 15 U.S.C. §§ 78j and 78t, and Rules 10b-5 and 10b-10 promulgated thereunder, 17 C.F.R. §§...

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