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METZNER v. D.H. BLAIR & CO., INC.

No. 87 Civ. 1560 (EW).

663 F.Supp. 716 (1987)

Sidney S. METZNER, Jack E. Metzner, George W. Sellers III, Mark W. Sellers, and Emanuel H. Horn as trustees of the Conservit, Inc., Employee Stock Ownership Plan, and Sidney S. Metzner and George W. Sellers III as trustees of the Conservit, Inc., Pension Plan and Trust, Plaintiffs, v. D.H. BLAIR & CO., INC., Peter Rosen, Theodore Rosen, Lena Berger, J. Morton Davis, Defendants.

United States District Court, S.D. New York.

June 24, 1987.

Attorney(s) appearing for the Case

Danzinger, Bangser, Klipstein, Goldsmith, Greenwald & Weiss, New York City, for plaintiffs; Evan L. Gordon, of counsel.

Bachner, Tally, Polevoy, Misher & Brinberg, New York City, for defendants D.H. Blair & Co., Inc. and J. Morton Davis; H. Richard Penn, of counsel.

Guy L. Heinemann, New York City, for defendant Peter Rosen.

Spengler, Carlson, Gubar, Brodsky & Frischling, New York City, for defendant Theodore Rosen; Susan Allison, of counsel.

Marchi, Jaffe, Cohen, Crystal, Rosner & Katz, New York City, for defendant Lena Berger; Patrick A. Reilly, of counsel.

EDWARD WEINFELD, District Judge.

Plaintiffs brought this action against D.H. Blair & Co., Inc., a brokerage firm, J. Morton Davis, its president and principal executive and operating officer, Theodore Rosen and Peter Rosen, two D.H. Blair registered representatives, and Lena Berger, a former D.H. Blair registered representative, alleging breach of a fiduciary duty in violation of Section 404(a)(1) of the Employment Retirement Income Security Act of 1974 (ERISA...

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