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STERNE v. DEAN WITTER REYNOLDS, INC.

No. 86-3147.

808 F.2d 480 (1987)

George L. STERNE, Plaintiff-Appellee, v. DEAN WITTER REYNOLDS, INC.; Daniel Turov; Sears Roebuck & Company, Inc., Defendants-Appellants.

United States Court of Appeals, Sixth Circuit.

Decided January 6, 1987.

Attorney(s) appearing for the Case

Louis F. Gilligan, Kevin E. Irwin (argued), Keating, Muething, & Klekamp, Cincinnati, Ohio, for defendants-appellants.

Douglas G. Cole, Michelle Fleming (argued), Cincinnati, Ohio, for plaintiff-appellee.

Before KEITH and WELLFORD, Circuit Judges, and PECK, Senior Circuit Judge.

WELLFORD, Circuit Judge.

Sterne (appellee) filed an amended class action complaint in the district court against Daniel Turov, registered representative and senior Vice President of Dean Witter Reynolds, Inc., Dean Witter Reynolds, Inc., (Dean Witter), and Sears Roebuck & Co., Inc. (Sears, which is Dean Witter's parent corporation). Sterne alleged violations of various securities laws, common law fraud, and breach of common law fiduciary duties by reason of his...

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