STOLLER v. COMMODITY FUTURES TRADING COM'N

No. 1113, Docket 86-4175.

834 F.2d 262 (1987)

Manning STOLLER, Petitioner, v. COMMODITY FUTURES TRADING COMMISSION, Respondent.

United States Court of Appeals, Second Circuit.

Decided November 23, 1987.


Attorney(s) appearing for the Case

Christopher Lovell, New York City (Christopher Lovell, P.C., New York City, of counsel), for petitioner.

Whitney Adams, Deputy Gen. Counsel, Commodity Futures Trading Com'n, Washington, D.C. (Marshall E. Hanbury, Gen. Counsel, Pat G. Nicolette, Deputy Gen. Counsel, Robin Rosenbluth, Washington, D.C., of counsel), for respondent.

Before OAKES, NEWMAN, and PIERCE, Circuit Judges.


PIERCE, Circuit Judge:

Manning Stoller ("Stoller"), a registered account executive with a commodities brokerage firm, petitions for review of a decision and order entered in an administrative enforcement proceeding before the Commodity Futures Trading Commission (the "Commission"). The administrative complaint charged Stoller and others with engaging in "wash sales" in violation of section 4c(a)(A) of the Commodity Exchange...

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