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RUTHERFORD v. S.E.C.

No. 87-7114.

842 F.2d 214 (1987)

Richard RUTHERFORD, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Memorandum Decided December 22, 1987.

Order and Opinion March 15, 1988.

Attorney(s) appearing for the Case

Richard Rutherford, in pro. per.

Max Berueffy, S.E.C., Washington, D.C., for respondent.

Before WALLACE, NORRIS and THOMPSON, Circuit Judges.

ORDER

The Memorandum disposition filed December 22, 1987, is redesignated as an authored Opinion by Judge Norris.

OPINION

NORRIS, Circuit Judge:

Appellant Rutherford seeks review of an order of the Securities and Exchange Commission (the "Commission") that bars Rutherford from membership or affiliation with the New York Stock Exchange ("NYSE") for two months. The Commission adopted the findings of a three-member panel representing the NYSE...

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