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FISHER v. PRUDENTIAL-BACHE SECURITIES, INC.

Civ. No. Y-86-388.

635 F.Supp. 234 (1986)

Roy P. FISHER v. PRUDENTIAL-BACHE SECURITIES, INC., et al.

United States District Court, D. Maryland.

May 12, 1986.

Attorney(s) appearing for the Case

Lawrence S. Greenwald, Alan Richard Sachs, and Jerrold A. Thrope, Baltimore, Md., counsel for plaintiff.

Maurice R. Dunie, and Patricia E. Connelly, Bethesda, Md., counsel for defendants.

MEMORANDUM

JOSEPH H. YOUNG, District Judge.

Plaintiff Roy P. Fisher filed this action against his stockbroker, Prudential-Bache Securities, Inc., seeking damages under Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j (the 1934 Act), Rule 10b-5 promulgated thereunder, 17 C.F.R. 240.10b-5, and the Racketeer Influenced and Corrupt Organizations Act ("RICO"), 18 U.S.C. § 1961 et seq. Fisher alleges that Prudential-Bache bought...

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