DAVY v. S.E.C.

No. 85-7328.

792 F.2d 1418 (1986)

Russell G. DAVY, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Decided June 26, 1986.


Attorney(s) appearing for the Case

Stuart D. Perlman, Chicago, Ill., for petitioner.

Ronald R. Massumi, Linda D. Fienberg, S.E.C., Washington, D.C., for respondent.

Before SNEED and FARRIS, Circuit Judges and McDONALD, District Judge.


FARRIS, Circuit Judge:

Russell Davy, an accountant, appeals from an order issued by the Securities and Exchange Commission under Rule 2(e) (17 C.F.R. 201.2(e)) barring him from practice before the Commission. The SEC found that Davy had engaged in improper professional conduct and had willfully violated the federal securities laws by certifying financial statements which were inaccurate. The statements were subsequently...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases