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LOPEZ v. DEAN WITTER REYNOLDS, INC.

No. 85-2429.

805 F.2d 880 (1986)

Alfred D. LOPEZ and Jeanie Reitzell, Plaintiffs-Appellants, v. DEAN WITTER REYNOLDS, INC., Defendant-Appellee.

United States Court of Appeals, Ninth Circuit.

Decided December 5, 1986.

Attorney(s) appearing for the Case

M. Van Smith, Mountain View, Cal., for plaintiffs-appellants.

Jay R. Martin, Eric G. Wallis, Crosby, Heafey, Roach & May, Oakland, Cal., for defendant-appellee.

Before NELSON, WIGGINS and NOONAN, Circuit Judges.

NELSON, Circuit Judge:

Alfred D. Lopez ("Lopez") and Jeanie Reitzell ("Reitzell") appeal the district court dismissal of their claims for violations of the Securities Act of 1933, 15 U.S.C. § 77a et seq., (1982), and the Commodity Exchange Act, 7 U.S.C. § 1 et seq., (1982), against Dean Witter Reynolds Inc. ("Dean Witter"). They argue that the district court erred in dismissing these claims because the account in which Reitzell invested was...

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