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FARINO v. ADVEST, INC.

No. 85 CIV 4589.

651 F.Supp. 510 (1986)

Domenick FARINO and Frances Farino, Plaintiffs, v. ADVEST, INC., and Charles Lesser, Defendants.

United States District Court, E.D. New York.

May 1, 1986.

Attorney(s) appearing for the Case

John Walshe, New York City, for plaintiffs.

Kramer, Coleman & Rhine, New York City, R. Jeffrey More, of counsel, for defendants.

MEMORANDUM-DECISION and ORDER

BARTELS, Senior District Judge.

In what is essentially a `stock-churning' action, plaintiffs Domenick and Frances Farino charge defendants Advest, Inc., and Charles Lesser with (1) violations of §§ 10(b) and 20 of the Securities Exchange Act of 1934 ("1934 Act"), 15 U.S.C. §§ 78j(b) and 78t, and Rule 10b-5 promulgated thereunder; (2) state common law fraud and breach of fiduciary duty; and (3) violations...

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