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BADEN v. CRAIG-HALLUM, INC.

Civ. No. 4-86-565.

646 F.Supp. 483 (1986)

Lois M. BADEN, Plaintiff, v. CRAIG-HALLUM, INC. and DeWayne Derksen, Defendants.

United States District Court, D. Minnesota, Fourth Division.

October 23, 1986.

Attorney(s) appearing for the Case

Jack D. Elmquist, Elmquist & Sarff, Minneapolis, Minn., for plaintiff.

Terrence J. Fleming and Michael D. Olafson, Lindquist & Vennum, Minneapolis, Minn., for defendants.

MEMORANDUM AND ORDER

MacLAUGHLIN, District Judge.

This matter is before the Court on the motion of defendant Craig-Hallum, Inc. to dismiss all counts of the complaint and for Rule 11 sanctions. Defendant's motion will be granted in part and denied in part.

FACTS

Plaintiff Lois M. Baden is a resident of Minnetonka, Minnesota. Defendant Craig-Hallum, Inc. (Craig-Hallum) is a Minneapolis-based broker-dealer engaged in the sale of securities...

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