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REGIONAL PROP. v. FIN. & REAL ESTATE CONSULTING

No. 83-1668.

752 F.2d 178 (1985)

REGIONAL PROPERTIES, INC., Regional Properties of New Mexico, Inc., Kingsley Creek Inc., Jerry D. Shipley and Paul E. Thomes, Plaintiffs-Appellees, v. FINANCIAL & REAL ESTATE CONSULTING CO. and David Goldner, Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

February 7, 1985.

Attorney(s) appearing for the Case

John Alan Goren, Dallas, Tex., for defendants-appellants.

George W. Bramblett, Jr., Nina Cortell and Jay F. Whittle, Jr., Dallas, Tex., for plaintiffs-appellees.

Before CHARLES CLARK, Chief Judge, JOHNSON and WILLIAMS, Circuit Judges.

JERRE S. WILLIAMS, Circuit Judge:

This is an action for rescission of a contract by two real estate developers and their affiliated corporations against a securities broker who agreed to structure and market limited partnership interests. The developers' action for rescission is based on their discovery that the broker had never registered as a broker/dealer with the SEC and had thus violated the Securities Exchange Act by selling the partnership interests.

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