S.E.C. v. DRYSDALE SECURITIES CORP.

No. 83 Civ. 5599 (RWS).

606 F.Supp. 295 (1985)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. DRYSDALE SECURITIES CORPORATION, et al., Defendants.

United States District Court, S.D. New York.

March 22, 1985.


Attorney(s) appearing for the Case

Ira Lee Sorkin, Regional Administrator, New York City, for plaintiff Securities and Exchange Commission; Daniel L. Goelzer, General Counsel, Jacob H. Stillman, Associate General Counsel, Rosalind C. Cohen, Asst. Regional Administrator, New York City, Jason R. Gettinger, Assistant Regional Administrator, Daniel J. Kraus, Washington, D.C., of counsel.

Curtis, Mallet-Prevost, Colt & Mosle, New York City, for defendants Warren Essner; Peter Fleming, Jr., Mark H. O'Donoghue, Bernard V. Preziosi, Jr., New York City, of counsel.


OPINION

SWEET, District Judge.

Defendant Warren Essner ("Essner") has brought this motion to dismiss the complaint of the plaintiff Securities and Exchange Commission ("SEC") pursuant to Fed.R.Civ.P. 12(b)(1) and 12(b)(6) relying upon the Second Circuit's recent decision in Chemical Bank v. Arthur Andersen & Co., 726 F.2d 930 (2d Cir.), cert. denied, ___ U.S. ___, 105 S.Ct. 253, 83 L.Ed.2d 190 (1984). The...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases