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BLOOR v. CARRO, SPANBOCK, LONDIN, RODMAN & FASS

No. 158, Docket 84-5035.

754 F.2d 57 (1985)

James BLOOR, Plaintiff-Appellant, v. CARRO, SPANBOCK, LONDIN, RODMAN & FASS, Defendant-Appellee.

United States Court of Appeals, Second Circuit.

Decided January 21, 1985.

Attorney(s) appearing for the Case

Richard W. Collins, New York City (Nicholas J. Zoogman, Anderson, Russell, Kill & Olick, New York City, of counsel), for plaintiff-appellant.

Edward Brodsky, New York City (Thomas H. Sear, Sarah S. Gold, Clinton Walker, Spengler, Carlson, Gubar, Brodsky & Frischling, New York City, of counsel), for defendant-appellee.

Before FEINBERG, Chief Judge, MESKILL and NEWMAN, Circuit Judges.

MESKILL, Circuit Judge:

This action is before us on appeal from a judgment entered in the United States District Court for the Southern District of New York, Conner, J., dismissing certain claims by James Bloor, Trustee for Investors Funding Corporation of New York (IFC) against defendant Carro, Spanbock, Londin, Rodman & Fass (Carro Spanbock). Plaintiff-Appellant asserts that the district court erred in ruling that section 10(b) of the Securities Exchange Act...

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