McDONNELL v. DEAN WITTER REYNOLDS, INC.

Civ. A. No. N-82-179 (RCZ).

620 F.Supp. 152 (1985)

Frank McDONNELL, Plaintiff, v. DEAN WITTER REYNOLDS, INC., and James Reid, Defendants.

United States District Court, D. Connecticut.

July 8, 1985.


Attorney(s) appearing for the Case

Dennis N. Garvey, Barbara Cox, Garvey & Walsh, New Haven, Conn., for plaintiff.

Sharon S. Tisher, Kim M. Cooke, Day, Berry & Howard, Hartford, Conn., for defendants.


RULING ON MOTIONS TO COMPEL ARBITRATION, TO STAY PROCEEDINGS, AND TO AMEND ANSWER

ZAMPANO, Senior District Judge.

Plaintiff Frank McDonnell seeks damages against Dean Witter Reynolds, Inc. ("Dean Witter") and James Reid, formerly a Dean Witter employee, for the alleged mismanagement of his securities account. Plaintiff asserts causes of action under the Securities Act of 1933, 15 U.S.C. § 77q(a), the Securities Exchange Act of 1934, 15 U.S.C. §...

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