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DEES v. DISTENFIELD

No. CV 84-8676 PAR.

618 F.Supp. 123 (1985)

Rigdon O. DEES, III, Plaintiff, v. Ira T. DISTENFIELD and Smith Barney Harris Upham & Co. Inc., Defendants.

United States District Court, C.D. California.

July 17, 1985.

Attorney(s) appearing for the Case

Gerald F. Edelstein, Peter Laird, Arrow, Edelstein, Gross & Asher, C.C., Los Angeles, Cal., for plaintiff.

Peter Brown Dolan, P.C., Maren E. Nelson, Overton, Lyman & Prince, Los Angeles, Cal., for defendants.

MEMORANDUM OF DECISION AND ORDER

RYMER, District Judge.

Plaintiff Rigdon O. Dees III brings this action alleging violations of § 10(b) of the Securities Exchange Act of 1934 ("the 1934 Act"), 15 U.S.C. § 78j(b), and S.E.C. Rule 10b-5. Pendent claims alleging fraud, breach of fiduciary duty, negligence and breach of oral contract were previously dismissed under the principles set forth in United Mineworkers v. Gibbs, 383 U...

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