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UNDERHILL v. ROYAL

Nos. 84-6210, 84-6211.

769 F.2d 1426 (1985)

Herbert D. UNDERHILL, et al., Plaintiffs-Appellees, v. Carlos ROYAL, et al., Defendants-Appellants. Herbert D. UNDERHILL, et al., Plaintiffs-Appellants, v. NATIONAL MORTGAGE EXCHANGE, INC., et al., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Decided August 29, 1985.

Attorney(s) appearing for the Case

Matthew V. Herron, Meisenheimer & Herron, San Diego, Cal., for plaintiffs-appellees.

Gregory A. Akers, Akers & Williams, James F. Stiven, San Diego, Cal., for defendants-appellants.

Before WALLACE, TANG, and WIGGINS, Circuit Judges.

TANG, Circuit Judge:

California Mortgage Exchange, California Mortgage Exchange of Southern California and the principal shareholder of both companies, Carlos Royal, appeal from a judgment entered against them after a jury trial. These defendants were found liable for violations of federal and state securities laws. The plaintiffs cross-appeal the jury's finding that a director of one of the corporations, Max Hollis, was not derivatively liable for his company's participation...

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