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JARVIS v. DEAN WITTER REYNOLDS, INC.

Civ. A. No. 83-383.

614 F.Supp. 1146 (1985)

Tim JARVIS v. DEAN WITTER REYNOLDS, INC., Edward Sullivan and Peter R. Woodworth.

United States District Court, D. Vermont.

August 6, 1985.

Attorney(s) appearing for the Case

Robert B. Hemley, Gravel & Shea, Burlington, Vt., for plaintiff.

Gary Barnes, Downs, Rachlin & Martin, South Burlington, Vt., for defendants.

COFFRIN, Chief Judge.

Plaintiff Tim Jarvis brought this action against Defendants Dean Witter Reynolds, Inc. ("Dean Witter"), Edward Sullivan and Peter R. Woodworth, alleging violations of the Securities Exchange Act of 1934 (the "1934 Act"), and the following state law claims: fraud, breach of contract, negligence and breach of fiduciary duty. Defendants move to compel arbitration of all claims or, alternatively, to stay the proceedings of the federal claims.

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