NUNES v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Civ. A. No. M-84-3118.

609 F.Supp. 1055 (1985)

Manuel E. NUNES and Dr. Leroy D. Kane v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. and Philip C. Poston and Nancy M. Beckwith.

United States District Court, D. Maryland.

April 2, 1985.


Attorney(s) appearing for the Case

Charles Bagley, IV and Council, Baradel, Kosmerl & Nolan, P.A., Annapolis, Md., for plaintiffs.

David F. Albright, G. Randall Whitten-berger and Semmes, Bowen and Semmes, Baltimore, Md., for defendants.


MEMORANDUM AND ORDER

JAMES R. MILLER, Jr., District Judge.

Plaintiffs sue defendants in this civil action alleging various causes of action arising out of defendants' handling of plaintiffs' securities accounts (Paper No. 1). Plaintiffs allege violations of § 17(a) of the Securities Act of 1933, as amended, 15 U.S.C. § 77q(a); and §§ 10(b) and 20(a) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. §§ 78j(b) and...

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