LAWRENCE v. COMMODITY FUTURES TRADING COM'N.

No. 84-7141.

759 F.2d 767 (1985)

Emil LAWRENCE, Petitioner, v. COMMODITY FUTURES TRADING COMMISSION, Respondent.

United States Court of Appeals, Ninth Circuit.

Decided May 3, 1985.


Attorney(s) appearing for the Case

Alan M. Caplan, San Francisco, Cal., for petitioner.

Debra J. Hackford, CFTC, Washington, D.C., for respondent.

Before CHOY, FARRIS and BEEZER, Circuit Judges.


CHOY, Circuit Judge:

I. BACKGROUND

A.

Petitioner Emil Lawrence, who is registered with the Commodity Futures Trading Commission ("the Commission") as an associated person ("AP") of a commodity broker, was a respondent in an earlier Commission enforcement proceeding, In re First Commodity Corp. of Boston, CFTC Docket No. 79-28. On September 3, 1980, Lawrence agreed to a settlement in that proceeding. He consented to findings that he had violated...

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