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S.E.C. v. BLAVIN

Nos. 83-1292, 83-1399, 84-1150 and 84-1151.

760 F.2d 706 (1985)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Larry D. BLAVIN, d/b/a Providence Investment Advisory, Defendant-Appellant.

United States Court of Appeals, Sixth Circuit.

Decided April 30, 1985.

Attorney(s) appearing for the Case

Geoffrey A.D. Smereck (argued), Detroit, Mich., for defendant-appellant.

Mark A. Loush, S.E.C., Detroit, Mich., Rosalind C. Cohen (argued), S.E.C., Jacob H. Stillman and Allyn Shepard, Washington, D.C., for plaintiff-appellee.

Before MARTIN and JONES, Circuit Judges, and CELEBREZZE, Senior Circuit Judge.

PER CURIAM.

In these consolidated appeals, defendant-appellant Larry D. Blavin, individually, and doing business as Providence Investment Advisory, first appeals from the district court's grant of summary judgment against him. The district court found that Blavin repeatedly violated the anti-fraud provisions of the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940. The district court also found that Blavin had sold investment advice to the public...

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