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SECURITIES & EXCH. COMM. v. CAYMAN ISLANDS REINSURANCE CORP., LTD.,

No. 1041, Dockets 83-6277, 83-6287.

734 F.2d 118 (1984)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant-Cross-Appellee, v. CAYMAN ISLANDS REINSURANCE CORP., LTD., et al., Defendants, Raymond L. Dirks, Defendant-Appellee-Cross-Appellant.

United States Court of Appeals, Second Circuit.

Decided May 8, 1984.

Attorney(s) appearing for the Case

Richard A. Kirby, Asst. Gen. Counsel, S.E.C., Washington, D.C. (Daniel L. Goelzer, Gen. Counsel, Jacob H. Stillman, Associate Gen. Counsel, Gerard S. Citera, Atty., Allyn C. Shepard, Atty., Paul Gonson, Sol., S.E.C., Washington, D.C., on brief), for plaintiff-appellant-cross-appellee.

Stanley S. Arkin, New York City (Mark S. Arisohn, Marc Bogatin, Jeffrey M. Kaplan, Suzan Cox, law clerk, Arkin & Arisohn, P.C., New York City, on brief), for defendant-appellee-cross-appellant.

Before MANSFIELD, WINTER and PRATT, Circuit Judges.

PER CURIAM:

The appeal and cross-appeal have been taken from certain of Judge Conner's findings of fact and conclusions of law reported at SEC v. Scott, 565 F.Supp. 1513 (S.D.N.Y.1983).

Judge Conner's finding that there was no reasonable likelihood that Dirks would commit future violations of the antifraud provisions of the federal securities laws is not clearly erroneous...

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