WISE v. KIDDER PEABODY & CO., INC.

Civ. A. No. 84-89 LON.

596 F.Supp. 1391 (1984)

Wendy W. WISE, Plaintiff, v. KIDDER PEABODY & CO., INCORPORATED, a Delaware corporation, and William H. McCoy, II, Defendants.

United States District Court, D. Delaware.

October 31, 1984.


Attorney(s) appearing for the Case

Edward M. McNally, Morris, James, Hitchens & Williams, Wilmington, Del., for plaintiff.

Roderick R. McKelvie, Ashby, McKelvie & Geddes, Wilmington, Del., for defendants.


OPINION

LONGOBARDI, District Judge.

This case is a securities action in which the Plaintiff, Wendy W. Wise ("Mrs. Wise"), alleges that the Defendants, Kidder Peabody & Co., Incorporated ("Kidder Peabody"), and its broker, William H. McCoy, II ("McCoy"), are liable for violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j and Delaware law. Jurisdiction arises under 15 U.S.C. § 78aa.

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