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S.E.C. v. AMERICAN BD. OF TRADE, INC.

No. 462, Docket 84-6280.

751 F.2d 529 (1984)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. The AMERICAN BOARD OF TRADE, INC., Arthur N. Economou, Phyllis H. Economou and the American Board of Trade Service Corp., Defendants-Appellants.

United States Court of Appeals, Second Circuit.

Decided December 26, 1984.

Attorney(s) appearing for the Case

Stephen Schlakman, New York City (H. Spencer Kupperman, Brooklyn, N.Y.), for defendants-appellants, The American Bd. of Trade Service Corp. and Phyllis H. Economou.

Arthur N. Economou, pro se.

Jacob H. Stillman, Associate Gen. Counsel, S.E.C., Washington, D.C. (Daniel L. Goelzer, Gen. Counsel, Eric Summergrad, Sp. Counsel, Gordon K. Fuller, Atty., Paul Gonson, Sol., S.E.C., Washington, D.C.), for plaintiff-appellee.

Before FRIENDLY, PIERCE and PRATT, Circuit Judges.

FRIENDLY, Circuit Judge:

This appeal is from an order of Judge Kram in the District Court for the Southern District of New York, 593 F.Supp. 335 (1984). It concerns the propriety of the court's issuing, on the suit of the Securities and Exchange Commission (SEC), a preliminary injunction broadly enjoining defendants from violating any of the federal securities laws in a case where the most serious alleged violations, to wit, failure...

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