During the years 1966 through 1969, petitioner was engaged as an associate odd-lot broker by Carlisle & Jacquelin and during the years 1970 through 1972 by a successor firm, Carlisle, De Coppet & Co. The record reveals that petitioner was a member of the New York Stock Exchange; that he was paid on a commission basis; that he did not participate in the profits or losses of the firm; that Federal, State and Social Security taxes were not withheld from the sums paid...
Let's get started
Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.
- Updated daily.
- Uncompromising quality.
- Complete, Accurate, Current.
