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S. E. C. v. BLAVIN

Civ. A. No. 81-74281.

557 F.Supp. 1304 (1983)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Larry D. BLAVIN, Individually and d/b/a Providence Investment Advisory, Defendant.

United States District Court, E.D. Michigan, S.D.

March 1, 1983.

Attorney(s) appearing for the Case

Alexia Morrison, David W. Spears, Curt H. Mueller, Washington, D.C., Mark A. Loush, S.E.C., Detroit, Mich., for plaintiffs.

Geoffrey A.D. Smereck, Detroit, Mich., for defendant.

OPINION

GILMORE, District Judge.

This matter is before the Court upon the Securities and Exchange Commission's (SEC) motion for summary judgment asking the Court to rule that defendant Blavin has violated Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder; that he has violated §§ 203, 206(1), 206(2), and 206(4) of the Investment Advisers Act of 1940, 15 U.S.C. §§ 80b-3, 80b-6(1), 80b...

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