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S.E.C. v. PLATT

Civ. A. No. CIV-83-225-Sf.

565 F.Supp. 1244 (1983)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. George PLATT, Stephen B. Platt, Barry L. Switzer, Lee Allan Smith, Sedwyn T. Kennedy, Harold D. Deem, Harold L. Hodges, Robert E. Amyx, Robert M. Hoover, Jr., James Hart, William R. Hegberg, Stephen M. Stay, and Arthur M. Fischer, Defendants.

United States District Court, W.D. Oklahoma.

May 20, 1983.

Attorney(s) appearing for the Case

T. Christopher Browne, Nancy E. McGinley, S.E.C., Fort Worth, Tex., for plaintiff.

Robert G. Grove, Grove & Grove, David Machanic, Michael Minnis, Pierson, Ball & Dowd, Harry A. Woods, Jr., Crowe & Dunlevy, Oklahoma City, Okl., Frederic T. Spindel, Washington, D.C., Daniel S. Greenfeld, Seyfarth, Shaw, Fairweather & Geraldson, New York City, for defendants.

MEMORANDUM AND ORDER

SAFFELS, District Judge, Sitting by Designation.

This is a lawsuit involving alleged violations of Section 10(b) of the Securities Exchange Act of 1934 [15 U.S.C. § 78j(b)], and Rule 10b-5 [17 C.F.R. § 240.10b-5] against all defendants, and alleging a violation of Section 16(a) of the Securities Exchange Act [15 U.S.C. § 78p(a) ] and Rules 16a-1 and 16a-8 [17 C.F.R. 240.16a-1 and § 240.16a-8] against defendant George...

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