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PETERS v. PRUDENTIAL-BACHE SECURITIES, INC.

No. 83 C 2414.

572 F.Supp. 1085 (1983)

Frank E. PETERS, Plaintiff, v. PRUDENTIAL-BACHE SECURITIES, INC., et al., Defendants.

United States District Court, N.D. Illinois, E.D.

September 28, 1983.

Attorney(s) appearing for the Case

Robert N. Hermes, Butler, Rubin, Newcomer & Saltarelli, Chicago, Ill., for plaintiff.

N.A. Giambalvo and Martha L. Ashenhurst, Boodell, Sears, Surgue, Giambalvo & Crowley, Chicago, Ill., for defendants.

MEMORANDUM OPINION AND ORDER

ASPEN, District Judge:

Plaintiff Frank E. Peters, Jr. ("Peters") sued Prudential-Bache Securities, James Wayman and Russell Labrasca for securities fraud pursuant to § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) and Rule 10b-5, 17 C.R.F. § 240.-10b-5, § 7(c) of the 1934 Act, 15 U.S.C. § 78g (Counts I and IV), as well as for breach of the Illinois Securities Law of 1953, Ill.Rev.Stat...

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