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COLAN v. PRUDENTIAL-BACHE SECURITIES INC.

No. 82 C 6844.

577 F.Supp. 1074 (1983)

David COLAN, Plaintiff, v. PRUDENTIAL-BACHE SECURITIES INC., et al., Defendants.

United States District Court, N.D. Illinois, E.D.

June 20, 1983.

Attorney(s) appearing for the Case

Seymour A. Oliff, Chicago, Ill., for plaintiff.

N.A. Giambalvo, James W. Collins, Boodell, Sears, Sugrue, Giambalvo & Crowley, Chicago, Ill., Jeffrey Glekel, Linda Meisler, New York City, Jerold S. Solovy, Ronald L. Marmer, Jenner & Block, Chicago, Ill., for defendants.

MEMORANDUM OPINION AND ORDER

DECKER, District Judge.

Plaintiff, David Colan ("Colan"), a security holder of Prudential-Bache Securities Inc. ("Prudential-Bache"), has brought this action on behalf of Prudential-Bache for recovery of shortswing profits realized by defendant First City Financial Corporation Ltd. ("First City") allegedly in violation of section 16(b) of the Securities Exchange Act of 1934 ("the Act"), 15 U.S.C.

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