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MILLER v. E.W. SMITH CO.

Civ. A. No. 83-1032.

581 F.Supp. 817 (1983)

Ronald and Mary MILLER v. E.W. SMITH CO., Gruntal & Co., and William Spiropoulos.

United States District Court, E.D. Pennsylvania.

December 16, 1983.

Attorney(s) appearing for the Case

Mark A. Klugheit, Franca Palumbo, Philadelphia, Pa., for plaintiffs.

E. Stirling Lathrop, III, Philadelphia, Pa., for E.W. Smith Co. & Gruntal & Co.

Arthur Matusow, Philadelphia, Pa., for William Spiropoulos.

MEMORANDUM AND ORDER

BECHTLE, District Judge.

In this action, plaintiffs, Ronald and Mary Miller, assert claims against defendants, E.W. Smith Co. ("Smith"), Gruntal & Co. ("Gruntal"), and William Spiropoulos, under the federal securities laws, rules established by the National Association of Securities Dealers, and state tort and contract law. Presently before the court is the motion of defendants Smith and Gruntal to dismiss counts III and IV of the...

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