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SECURITIES ADM'R v. COLLEGE ASSISTANCE PLAN

No. 82-4040.

700 F.2d 548 (1983)

SECURITIES ADMINISTRATOR, Plaintiff-Appellee, v. The COLLEGE ASSISTANCE PLAN (GUAM), INC., Enrique A. Sobrepena, Jr., Rose Sobrepena, and Alexander Bernales, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

Decided February 28, 1983.

Attorney(s) appearing for the Case

Paul J. Rodgers, Agana, Guam, for defendants-appellants.

Roland Fairfield, Asst. Atty. Gen., Agana, Guam, for plaintiff-appellee.

Before ELY and KENNEDY, Circuit Judges, and NIELSEN, District Judge.

PER CURIAM:

I. FACTUAL BACKGROUND

This is a securities regulation case in which this Court is asked to interpret the term "investment contract" under the Guam Uniform Securities Act, Title XLI of the Government Code of Guam (1970). Plaintiff-Appellee, Securities Administrator for the Government of Guam ("Securities Administrator") sued in the Superior Court of Guam for injunctive relief and receiver-ship of defendants...

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