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STATE v. GATES

Cr. No. 825.

325 N.W.2d 166 (1982)

STATE of North Dakota, Plaintiff and Appellee, v. Gaylord GATES, Defendant and Appellant.

Supreme Court of North Dakota.

October 20, 1982.

Attorney(s) appearing for the Case

Robert G. Hoy, States Atty., Fargo and Joan B. Weiner, Asst. Atty. Gen., Bismarck, for plaintiff and appellee; argued by Joan B. Weiner.

Edward J. Murphy, Fargo, for defendant and appellant.

PEDERSON, Justice.

Gaylord Gates was convicted by a Cass County District Court jury of three counts of securities law violation: (1) offering for sale or selling securities when not registered as a dealer or salesman (§ 10-04-10, NDCC); (2) offering for sale or selling unregistered securities (§ 10-04-04, NDCC); and (3) fraudulently offering or selling securities (§ 10-04-15, NDCC). Gates appealed, arguing (1) that the court erred in an instruction...

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