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BUFFO v. STATE

80-298.

415 So.2d 1158 (1982)

Ex parte State of Alabama. (In re Pete J. BUFFO v. STATE of Alabama).

Supreme Court of Alabama.

March 12, 1982.

Attorney(s) appearing for the Case

Charles A. Graddick, Atty. Gen., and Thomas R. Allison, Asst. Atty. Gen., for petitioner.

Charles M. Crook, of Smith, Bowman, Thagard, Crook & Culpepper, Montgomery, for respondent.

Thomas L. Krebs, Director, and Asst. Atty. Gen., for amicus curiae Alabama Securities Com'n.

TORBERT, Chief Justice.

Defendant, Pete J. Buffo, was tried on the charge of aiding and abetting securities fraud, directly or indirectly, in connection with the offer, sale, or purchase of surplus notes issued by Vanguard Security Life Insurance Company (Vanguard) and in violation of Code 1975, § 8-6-17. The jury found the defendant guilty and he was fined $4,000.00 and sentenced to three years in the state penitentiary. Appeal was taken to the Court of Criminal...

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