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HARPER v. NEW JAPAN SECURITIES INTERN., INC.

No. CV 81-6564 AWT.

545 F.Supp. 1002 (1982)

Alice M. HARPER, etc., Plaintiff, v. NEW JAPAN SECURITIES INTERNATIONAL, INC., et al., Defendants.

United States District Court, C. D. California.

August 18, 1982.

Attorney(s) appearing for the Case

Stephen P. Oggel, Ruben B. Brooks, Ronald W. Noya, Sullivan & Jones, James Howard, San Diego, Cal., for plaintiff.

Bruce A. Bevan, Jr., Marilyn B. O'Toole, Musick, Peeler & Garrett, Los Angeles, Cal., for defendants.

MEMORANDUM OPINION AND ORDER

TASHIMA, District Judge.

Plaintiff Alice M. Harper brings this action against defendants New Japan Securities International, Inc., New Japan Securities Co., Ltd. (collectively "New Japan") and New Japan's employees, Messrs. Nakanishi, Miyake, Bito, Shimidzu and Oshima, for violations of federal securities laws, the National Association of Securities Dealers ("NASD") suitability rules...

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