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MORGAN v. DAIN BOSWORTH

No. 81-K-1730.

545 F.Supp. 953 (1982)

Sophia MORGAN, Plaintiff, v. DAIN BOSWORTH, a Delaware corporation, and Richard Lawrence, Defendants.

United States District Court, D. Colorado.

August 16, 1982.

Attorney(s) appearing for the Case

Bruce A. Smith, Cogswell & Wehrle, Denver, Colo., for plaintiff.

Wiley E. Mayne, Joseph W. Halpern, Holland & Hart, Denver, Colo., for defendants.

MEMORANDUM OPINION AND ORDER

KANE, District Judge.

This is an action under § 10(b) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. § 78j(b) and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5, for damages to the plaintiff due to the defendants' alleged fraudulent conduct in connection with the sale or purchase of securities. The plaintiff also includes state law claims for common law fraud, breach of fiduciary duties...

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