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THOMPSON v. SMITH BARNEY, HARRIS UPHAM

Civ. A. No. C79-334.

539 F.Supp. 859 (1982)

John E. THOMPSON v. SMITH BARNEY, HARRIS UPHAM & CO., INC.

United States District Court, N. D. Georgia, Atlanta Division.

April 1, 1982.

Attorney(s) appearing for the Case

J. D. Humphries, III, Varner, Stephens, Wingfield, McIntyre & Humphries, Atlanta, Ga., for plaintiff.

Paul W. Stivers, Rogers & Hardin, Atlanta, Ga., for defendant.

ORDER

ORINDA D. EVANS, District Judge.

Plaintiff John Thompson alleges that Defendant, a brokerage firm, violated the federal securities laws and committed common law fraud in connection with transactions effected on his behalf between January and July of 1978. He seeks compensatory and punitive damages. For the reasons given below, the Court concludes Plaintiff is unable to recover on any of these grounds.

FINDINGS OF FACT

Plaintiff initially...

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