S. E. C. v. CLIFTON

Civ. A. No. 76-0225.

540 F.Supp. 848 (1982)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. John H. CLIFTON, Defendant.

United States District Court, District of Columbia.

March 3, 1982.


Attorney(s) appearing for the Case

Benjamin Greenspoon, Neil Lang, Washington, D. C., for plaintiff.

David M. Barrett, Joseph Schuler, Washington, D. C., for defendant.


FINDINGS OF FACT AND CONCLUSIONS OF LAW OF UNITED STATES DISTRICT JUDGE CHARLES R. RICHEY

CHARLES R. RICHEY, District Judge.

The Court has before it the defendant's request to dissolve or amend the Order of this Court entered on February 6, 1976 ("Order") and plaintiff's opposition thereto. Defendant seeks to remove the prospective application of the Order which prohibits him from further violations of certain provisions of the Securities Act of 1933 and the...

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