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REGIONAL PROPERTIES v. FIN. & REAL ESTATE CONSULT.

No. 80-1779.

678 F.2d 552 (1982)

REGIONAL PROPERTIES, INC., et al., Plaintiffs-Appellees, Cross-Appellants, v. FINANCIAL AND REAL ESTATE CONSULTING COMPANY, et al., Defendants-Appellants, Cross-Appellees.

United States Court of Appeals, Fifth Circuit.

As Amended August 27, 1982.

Attorney(s) appearing for the Case

Denton & Generes, Carl A. Generes, John Alan Goren, Dallas, Tex., for defendants-appellants, cross-appellees.

Haynes & Boone, George W. Bramblett, Jr., Nina Cortell, Dallas, Tex., Schreeder, Wheeler & Flint, Charles L. Schreeder, III, Atlanta, Ga., for Regional Properties, Inc.

Before BROWN, COLEMAN and RUBIN, Circuit Judges.

ALVIN B. RUBIN, Circuit Judge:

Two real estate developers and their affiliated corporations entered into a number of agreements with a securities broker whereby the broker agreed to structure limited partnerships and market the limited partnership interests. The developers discovered that the broker had never registered as a broker-dealer with the SEC and had thus violated the Securities Exchange Act in selling the partnership interests, although the time when they...

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