Rehearing and Rehearing In Banc Denied September 24, 1981.
OPINION OF THE COURT
ADAMS, Circuit Judge.
The primary question before us is whether a pretrial order of a district court denying a motion to dismiss an indictment on statute of limitations grounds provides a proper basis for an interlocutory appeal. Because we conclude that the pretrial order here is not a final decision for purposes of § 1291, we dismiss the appeal.
I.
In March 1980 the government brought a nine-count indictment against appellant Paul Levine, alleging misapplication of funds from the Yellow Cab Company of Philadelphia, in violation of 18 U.S.C. § 660.
The history of the case goes back to August 1975, shortly after settlement of a civil suit over the control of the Yellow Cab Company. At that time, the F.B.I. commenced an investigation of Levine, who previously had been the chairman and chief executive officer of the Company. Two years later the F.B.I. referred the matter to an Assistant United States Attorney who initiated grand jury proceedings. Within a year the case was transferred to the Department of Justice Strike Force and assigned to Edward Levitt, who was already engaged in a separate examination of Yellow Cab's activities.
Levine became aware of the Strike Force's investigation and in May 1978 his counsel, Lawrence Lesser, contacted Levitt about the status of the investigation. As found by the district court, Lesser and Levine attempted to convince Levitt that Levine's activities had no criminal aspects. Levitt, however, was unpersuaded. Nevertheless, Levitt indicated he would be willing to explore a plea agreement, whereby Levine might avoid indictment or limit his criminal exposure. Levitt also raised the possibility of waiving the statute of limitations and referred Lesser to the case of United States v. Wild, 551 F.2d 418 (D.C. Cir.), cert. denied, 431 U.S. 916, 97 S.Ct. 2178, 53 L.Ed.2d 226 (1977), in which the Court of Appeals for the District of Columbia Circuit had recently held that a statute of limitations was waivable and, therefore, not a jurisdictional bar to prosecution.
Discussions ensued concerning what a waiver would involve and what information Levine might offer. The government, seeking a guilty plea, and Lesser, who wanted a nolo contendere disposition, were initially unable to reach any agreement. Because Lesser's expertise lay in the corporate field, Levine wanted additional time to consider the plea agreement and waiver proposals. After Levine consulted Donald Goldberg, an attorney specializing in criminal law, regarding the implications of a waiver of the statute of limitations, Levine, Lesser and Levitt met on July 5, 1978 and executed a waiver agreement. It reads:
Despite the rather clear language of the waiver, some ambiguity nonetheless surrounds it. As drafted by the government, the arrangement appears to be intended solely for Levine's benefit — to afford him an opportunity to discuss with counsel how to proceed in order to achieve a more favorable disposition of the matter. Levine, however, contends that the government coerced his acceptance of the waiver by representing that an indictment was imminent. He argues that the waiver served the government's purposes as well, since it would enable Levitt to test what evidence Levine could offer and provide time to determine whether a nolo plea would be acceptable to the Justice Department.
Lesser and Levitt continued their talks, and various trade offs were discussed but never consummated. Then, in December 1978, Levitt learned that the Justice Department would not approve the nolo plea which Lesser sought. At that point communications came to a halt. In crediting Levitt's testimony — that Lesser would contact Levine and then recontact Levitt — the trial court found Lesser responsible for the breakdown in the negotiations in February 1979. Presumably, Levine and Lesser decided it was not in their interest to continue to bargain with Levitt who, they hoped, would lose interest if not reminded of the matter.
An indictment was returned in March 1980, more than a year after the negotiations ended. Because Levine's actions, and not the government's, largely accounted for the delay, the district court found that the time period was not so lengthy as to vitiate the waiver. Further, the trial judge concluded that the waiver was not a device to gain a tactical advantage over the accused or to avoid the government's obligation to prosecute reasonably promptly. The court explicitly found that Levine was not prejudiced by the circumstances.
Ultimately, the district court concluded that the first three counts in the indictment, covering acts through July 1973, were time-barred. The district judge reasoned that the waiver could not apply to these counts for which the government would not, as a practical matter, have been able to obtain an indictment but for the waiver. Employing the same logic, the district court determined that, had the government not engaged in good faith negotiations and for-borne prosecution in reliance on the waiver, it would have been prepared to indict Levine on the remaining six counts, which related to more recent events, before the statutory period had run. Therefore, with respect to counts four through nine, the trial judge, in a pretrial order, denied Levine's motion to dismiss the indictment on statute of limitations grounds. Levine appeals from this pretrial order.
II.
At the threshold, we are obligated to address a novel jurisdictional issue: whether in a criminal case a pretrial denial of a motion to dismiss on statute of limitations grounds is immediately appealable under the collateral order exception to the final judgment rule.
The Supreme Court has carved three carefully calibrated exceptions from the prohibition against piecemeal appeals generally observed in criminal proceedings. In each instance, the collateral order doctrine, as articulated in Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 545-47, 69 S.Ct. 1221, 1225-26, 93 L.Ed. 1528 (1949), was transferred from its original civil setting to the criminal context. The district court in Cohen had determined that a state statute requiring a plaintiff in a stockholder's derivative action to post security did not apply in federal court. Defendants sought immediate review of the pretrial order on the ground that if the plaintiff proceeded without posting a bond and then lost the case, the harm to the defendants would be irreparable.
Giving 28 U.S.C. § 1291 a practical rather than a technical construction, the Supreme Court declared that the pretrial ruling on the inapplicability of the state statute requiring security was consistent with the finality requirement of § 1291. Because the district court's ruling fell within "that small class which finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated," 337 U.S. at 546, 69 S.Ct. at 1225, the Supreme Court held that the court of appeals had jurisdiction under § 1291.
Three distinct factors have emerged from the Cohen analysis which inform the classification of a district court order as a "final decision" for purposes of § 1291. Such an order must "conclusively determine the disputed question, resolve an important issue completely separate from the merits of the action, and be effectively unreviewable on appeal from a final judgment." Coopers & Lybrand v. Livesay, 437 U.S. 463, 468, 98 S.Ct. 2454, 2457, 57 L.Ed.2d 351 (1978); Abney v. United States, 431 U.S. 651, 658, 97 S.Ct. 2034, 2039, 52 L.Ed.2d 651; Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 1225, 93 L.Ed. 1528. In applying the collateral order doctrine to criminal proceedings, the Supreme Court held in Stack v. Boyle, 342 U.S. 1, 6, 72 S.Ct. 1, 4, 96 L.Ed. 3 (1951), that a pretrial order denying a motion to reduce bail was subject to immediate review. Much like the question of posting security in Cohen, "an order fixing bail can be reviewed without halting the main trial
Similar reasoning supported the holding in Abney v. United States, that a pretrial order rejecting a defendant's double jeopardy claim constituted the type of final decision needed to satisfy the jurisdictional prerequisite of 28 U.S.C. § 1291, 431 U.S. at 662, 97 S.Ct. at 2041. First, because the Double Jeopardy Clause guarantees against being twice put to trial for the same offense, the pretrial order amounted to "a complete, formal, and in the trial court, final rejection" of the defendant's claimed right not to be hailed into court again on the same charge. Second, the double jeopardy claim, which contests the government's very power to prosecute, is inherently separable from the merits of the impending trial. Third, the Court believed that significant aspects of the rights conferred by the Double Jeopardy Clause would be irreparably lost if the accused were forced to run the gauntlet a second time before an appeal could be taken. The possibility of an acquittal or of a post-conviction reversal on double jeopardy grounds could not undo the harm of forcing a defendant to endure the very trial the Double Jeopardy Clause was designed to pretermit.
Most recently, in Helstoski v. Meanor, 442 U.S. 500, 99 S.Ct. 2445, 61 L.Ed.2d 30 (1979), the Supreme Court extended the Abney principle from the double jeopardy context to claims based on the Speech and Debate Clause. The two clauses were viewed as analogous insofar as both guard against the burden of defending oneself in court as well as the consequences of litigation. Unless review were available before exposure to trial occurred, the protection which the respective clauses confer would be substantially diluted.
In the present appeal, Levine argues that his statute of limitations claim should be aligned with the Abney and Helstoski cases. He contends that the applicable federal statute, 18 U.S.C. § 3283, on its face, affords a comparable protection against trial itself, in addition to a bar against conviction and punishment. The statute reads:
Although Levine's position highlights facial similarities between the Double Jeopardy Clause and the limitations statute, illumination from another vantage point — the Supreme Court's refusal to permit immediate appeals of pretrial orders denying dismissal on speedy trial grounds — is required before we reach an answer regarding the scope of the statute's protection.
In contrast to its holdings in Abney and Helstoski, the Supreme Court found that application of the Cohen principles to pretrial denials of speedy trial claims did not compel the conclusion that the interests protected by that clause require immediate appeal for their vindication. See United States v. MacDonald, 435 U.S. 850, 98 S.Ct. 1547, 56 L.Ed.2d 18 (1978). According to the Court, pretrial denial of a motion to dismiss on speedy trial grounds does not — as does the double jeopardy situation — entail a complete, formal and final rejection of defendant's claim at the trial court level. First, the question posed by the motion to dismiss remains open and is subject to change as facts emerge at trial; indeed, the determination whether delay has impaired an adequate defense is better answered on a hindsight basis. See 435 U.S. at 858, 98 S.Ct. at 1551. Second, the order, denying the motion to dismiss on grounds of speedy trial is not clearly separable from the principal trial issue of the accused's guilt. Rather, the extent of prejudice to the conduct of the defense is often intertwined with the nature of the crime and the events at trial. See 435 U.S. at 859, 98 S.Ct. at 1552. Third, unlike the Double Jeopardy Clause, the Speedy Trial Clause does not encompass a "right not to be tried," which would be irreparably lost absent pretrial
The dilemma facing the Court in the case at hand arises from the Janus-faced nature of the statute of limitations claim: the interests protected are a hybrid of the considerations underlying the double jeopardy and speedy trial rights. Fairness to defendants would appear to be the primary consideration of statutes of limitations. "A limitations statute is designed to protect individuals from having to defend themselves against charges when the basic facts may have become obscured by the passage of time and to minimize the danger of official punishment because of facts in the far-distant past." See Toussie v. United States, 397 U.S. 112, 114-15, 90 S.Ct. 858, 859-60, 25 L.Ed.2d 156 (1970). In the criminal context this has often meant that the statute is not merely a legislative directive of repose but, analogous to the double jeopardy protection, an absolute bar to the sovereign's power to prosecute.
Yet statutes of limitations secure rights which run to society as well as to the accused, and resemble many of the interests guarded by the Speedy Trial Clause. In fact, the Speedy Trial Clause and the limitations statutes work in tandem to prevent pretrial delay: the statutory period insures against pre-accusation delays and the Sixth Amendment controls the post-indictment time span. See United States v. Marion, 404 U.S. at 321, 323, 92 S.Ct. 455, 465, 30 L.Ed.2d 468. Both provisions shield defendants from endless anxiety about possible prosecution and from impairment of the ability to mount a defense. By encouraging speedy prosecution, they also afford society protection from unincarcerated offenders, and insure against a diminution of the deterrent value of immediate convictions, as well as the reduced capacity of the government to prove its case. See United States v. Marion, 404 U.S. at 320-25, 92 S.Ct. at 463-65, Dickey v. Florida, 398 U.S. 30, 42, 90 S.Ct. 1564, 1571, 26 L.Ed.2d 26 (1970) (Brennan, J., concurring). Whether constitutional or statutory, they are balances calculated to protect those who, on account of the passage of time, may have lost their means of defense, while simultaneously encouraging law enforcement officials promptly to investigate suspected criminal activity. See Toussie v. United States, 397 U.S. at 114-15, 90 S.Ct. at 859-60.
Statutes of limitations further reflect an underlying legislative balance insofar as different crimes carry different time periods,
Having established this backdrop, we now apply the Cohen factors to determine whether the present denial of a motion to dismiss on statute of limitations grounds should be immediately appealable.
A.
Initially, we must determine whether the district court order conclusively resolves the disputed question. Levine argues that with respect to the class of cases to which he would make the interlocutory appeal rule applicable — the expiration of the statute of limitations must be manifest on the face of the indictment — the order would be a complete and final rejection of the defendant's claim in the district court. Despite the superficial attractiveness of such a position, we are disinclined to adopt it, at least as a general rule. Because crimes that appear to be barred on the face of an indictment may fit within an exception to the statute of limitations, Levine's demand for a rule of immediate appealability would often produce needless disruption.
Customarily, statutes of limitations embody exceptions that permit a tolling of the time period with respect to fugitives from justice. See 18 U.S.C. § 3290.
However, we need not determine the extent to which pretrial orders denying motions to dismiss on statute of limitations grounds dispositively resolve such issues. For in the present case, the government agrees that the district court's order is a conclusive determination of the limitations defense. Yet the present situation is unique. The trial judge, assuming that the limitations period had run, decided that the statute of limitations defense had nevertheless been validly waived with respect to certain counts. We are accordingly reluctant to expand the government's present concession with respect to the conclusiveness of the pretrial order to a rule of general applicability. While the limitations defense may be waived if not asserted before or at trial, the converse — that once raised and rejected it is not subject to reexamination by the trial court — simply does not hold.
The government, for instance, might plausibly assert that the defendant had waived his limitations defense only to find itself unable to demonstrate later an intentional relinquishment of a known statutory right. Moreover, the pretrial rejection of a limitations defense normally would not preclude the defendant from raising such a claim again should it appear in the course of trial that the government failed to carry the burden of proving that certain acts occurred within the statutory period.
Nonetheless, in the case before us, all parties concede that the five-year statutory period has expired. Further, the district court conducted lengthy pretrial hearings prior to determining that the defendant had knowingly and intelligently, with the aid of counsel, waived his limitations defense. For purposes of our immediate review, the record indicates the execution of a voluntary waiver which forecloses assertion of the statute of limitations attack. Although Levine's waiver may prove to have unfavorable consequences, he cannot subsequently repudiate his bargain simply because hindsight indicates that a different strategy might have occasioned more desirable results. Cf. Fontaine v. United States,
B.
The second Cohen criterion attempts to gauge whether the issue to be resolved is completely collateral to the primary claim that has been asserted.
As the Supreme Court noted in Grunewald v. United States, 353 U.S. 391, 77 S.Ct. 963, 1 L.Ed.2d 931 (1957), which focused on proof of an overt act furthering a tax evasion conspiracy within the indictment period: "the crucial question in determining whether the statute of limitations has run is the scope of the conspiratorial agreement, for it is that which determines both the duration of the conspiracy, and whether the act relied on as an overt act may properly be regarded as in furtherance of the conspiracy." Id. at 397, 77 S.Ct. at 970. Clearly, in such cases it is difficult to separate the limitations claim from the facts of the case and issues of guilt and innocence that will be established at trial.
United States v. Muse, 633 F.2d 1041 (2d Cir. 1980) (en banc), illustrates this well. In Muse, the government filed and sealed an indictment against Muse and three others five months before the limitations period ended. The government knew of Muse's whereabouts during much of the post-indictment period but, fearing that his arrest would trigger flight by his co-conspirators, did not arrest him. The court unsealed the indictment almost a year after the statute had run; thereafter the four alleged conspirators were apprehended. Following a jury verdict of guilty, Muse appealed claiming that the delay in unsealing the indictment denied him the protection of the statute of limitations.
The Second Circuit, noting that the government had a substantial prosecutorial interest in keeping the indictment sealed beyond the limitations period, found that Muse demonstrated no basis for claiming prejudice during any portion of the post-sealing time. Significantly, the court of appeals relied heavily on the district court's observations of Muse's testimony. Since the trial judge found that Muse had not been prejudiced by any memory loss, the court of appeals concluded that Muse had no valid statute of limitations defense for the period following the sealing of the indictment. In fact, the trial court's determinations concerning prejudice permitted the Second Circuit to defer deciding whether prejudice should be calculated only from the post-limitations as opposed to the post-sealing portion of the period during which an indictment is sealed.
Were we deciding as an abstract matter whether statute of limitations defenses are collateral to the merits and susceptible to pretrial resolution, or whether such claims are affected by evidence and events at trial, we would be inclined to conclude that limitations
Much like plea bargaining, a waiver of the statute of limitations is a pretrial agreement between the state and the defendant.
The pretrial hearing in the case at hand functioned analogously to an evidentiary hearing pursuant to Fed.Rule Crim.Proc. 11 by which federal courts establish the factual basis for guilty pleas. Here, the judge determined that the waiver was voluntary and knowing, and that the interests which may have motivated Levine to waive the statute were adequately served by an open-ended waiver inasmuch as the prosecution was in fact initiated within a reasonable time after the waiver. There was no finding of prosecutorial overreaching or of failure by the government to observe its part of the bargain.
Accordingly, insofar as the statute of limitations claim also comprehends the waiver of that defense, the issue was settled in an order completely separate from the merits of the action, consonant with the second Cohen criterion.
C.
The third Cohen factor requires us to ascertain whether an important right will
Significantly, statutes of limitations do not share the constitutional stature of the rights protected by interlocutory review in Abney and Helstoski. The importance of a right for purposes of immediate appealability does not, of course, turn automatically on whether it has constitutional dimensions. In Cohen, the source of the collateral order doctrine, the right to security for costs was not a constitutional matter but an interest whose legal and practical value would be destroyed if not vindicated before trial. Yet in the criminal field, where delay is detrimental to communal concerns, the Supreme Court has carefully accorded only rights with constitutional origins the protection of interlocutory review.
While courts of appeal have not consistently adhered to this distinction, the deviations have been minor. Thus, this Court, based on the holding in Ashe v. Swenson, 397 U.S. 436 (1970), that the Fifth Amendment guarantee against double jeopardy embodies the doctrine of collateral estoppel, concluded that interlocutory appeal of a claim that collateral estoppel barred retrial of a charge, based on facts previously established in the defendant's favor by a jury, was proper in light of Abney. See United States v. Venable, 585 F.2d 71, 75 (3d Cir. 1978).
Only the Ninth Circuit has ventured beyond the perimeters of the constitutional claims raised in Stack, supra, Abney, supra, and Helstoski, supra. In a recent spate of cases, that circuit has permitted immediate
Just as the Brizendine court determined that a claim of prosecutorial vindictiveness does not implicate a right to be free from prosecution, we conclude that the limitations statute here creates a safeguard against unfair convictions arising from delinquent prosecutions but does not entail a right to be free from trial. Therefore, the irreparable harm criterion which is needed to justify immediate appealability cannot be met. Indeed, the history, purposes and language of limitations statutes suggest that, unlike Double Jeopardy and Speech and Debate Clause claims, these laws create time and manner restrictions on, rather than permanent barriers to, prosecution.
Looking to the statutory language, Levine argues that the statute is absolute: "no person shall be prosecuted, tried, or punished for any offense." 18 U.S.C. § 3282. But the beginning of that very provision undermines its own completeness, for it stipulates: "Except as otherwise expressly provided by law...." To an extent, the potential for changes and exceptions to any limitations period rests on the statutory as opposed to the constitutional nature of the right.
Further, the policies behind the double jeopardy protection and statutes of limitations emphasize the differing degree to which each proscribes the actual trial. Most of the concerns encompassed by the Double Jeopardy Clause focus on the trial process itself. Thus, the ban on reprosecution after acquittal respects the jury verdict and provides a criminal law analogue to res judicata finality concepts. The prohibition on reprosecution after conviction prevents overly aggressive prosecutors from forum shopping among judges in search of a desirable sentence. Most importantly, the rule against reprosecution regardless of outcome, insures that the trial process does not become an instrument of harassment and oppression in the hands of an all powerful government.
Limitations statutes, however, are intended to foreclose the potential for inaccuracy and unfairness that stale evidence and dull memories may occasion in an unduly delayed trial. They provide relief from extended pretrial anxieties and, by encouraging investigation of recent crimes, contribute to a rational allocation of prosecutorial resources. Like the Speedy Trial Clause, for which "it is the delay before trial, not the trial itself, that offends against the constitutional guarantee,"
An old Supreme Court case addressing statutes of limitations issues aids in distinguishing between rights which create immunity from prosecution and whose preservation demands pretrial review, and limitations periods which channel procedural discretion but do not totally remove the possibility of trial. In United States v. Cook, 84 U.S. (17 Wall.) 168, 21 L.Ed. 548 (1872), which centered on a rather technical pleading rule, the Court held that a defendant must raise the statute of limitations by special plea, which can be equated to today's affirmative defense. The Court maintained that even if the indictment on its face was time barred and even if the particular limitations statute did not contain any exception, the trial court should not countenance sustaining a demurrer pretrial. Such a premature disposition of the issue would "preclude the prosecutor from giving evidence, as he would have a right to do, under the general issue, to show that the offense was committed within ..." the statutory period. Instead of requiring pretrial review to safeguard the right of the accused to be free from trial, the Court found trial necessary for an adequate airing of the limitations issue.
The continuing vitality of Heike v. United States, 217 U.S. 423, 30 S.Ct. 539, 54 L.Ed. 821 (1910), also attests to the relevance of distinctions between statutory and constitutional immunity from trial. Having testified before a grand jury under a statutory grant of transactional immunity, Heike claimed immunity from a later prosecution concerning those very matters. Yet the Court declared that
In the instant case, where there is no absolute immunity from prosecution but only a qualified relief linked to prosecutorial timeliness, there is even less reason for a statutory right to supercede the normal requirements of appellate review.
The distinction between the right to be tried only under certain conditions of time or place and the right not to be tried at all is further exemplified by Parr v. United States, 351 U.S. 513, 76 S.Ct. 912, 100 L.Ed. 1377 (1955). Parr was indicted in Corpus Christi for attempted evasion of federal taxes. The district court granted his motion to transfer to Laredo because local prejudice against Parr, a prominent political figure, foreclosed a fair trial in Corpus Christi. Thereafter the government, seeking to avoid trial in Laredo, obtained a new indictment in Austin. Its subsequent motion to dismiss the initial indictment was granted and Parr immediately appealed. The Supreme Court concluded that the order dismissing the original indictment was clearly not a final judgment, nor did it fall within the Cohen exception to the rule of finality. Acknowledging that Parr might be correct in the contention that the Laredo transfer precluded the government from proceeding elsewhere, the Court nevertheless believed that Parr could secure adequate review and protection of this alleged right upon appeal from a judgment of conviction under the Austin indictment. Further, there was no irreparable harm to Parr's claimed right to be tried only in Laredo, for although he would first have to hazard a trial in Austin, "bearing the discomfiture and cost of a prosecution for crime even by an innocent person is one of the painful obligations of citizenship." 351 U.S. at 519-520, 76 S.Ct. at 916-917, citing Cobbledick v. United States, 309 U.S. 323, 325, 60 S.Ct. 540, 541, 84 L.Ed. 783 (1940).
Notably, Parr centered on rights granted by Fed.R.Crim.P. 21, which, like the statutory protection here, does not present a constitutional claim. The venue rule in Parr and the time limit in the present case were similarly designed to give defendants a fair and impartial trial. While both rules impose limits on the time or place of prosecution in order to prevent governmental harassment, neither unqualifiedly provides a right not to be tried at all. And the consequences of finding no finality for purposes of § 1291 in Parr are even more drastic: requiring Parr to be tried under a possibly invalid indictment at Austin before appellate review of the Laredo dismissal is available could ultimately force him to undergo two trials, one at Austin and another at Laredo. Inasmuch as denial of immediate review in Parr was held not to constitute irreparable harm, it is unlikely that irreparable harm exists in the case before us.
Moreover, many of the policies served by statutes of limitations may be respected even though the statute has run. The factual configuration in Wild, supra, and perhaps Levine's situation as well, are illustrative of this situation. In Wild, the Watergate Special Prosecution Force was prepared to indict a Gulf Oil executive for violations of the campaign contribution laws before expiration of the statutory period. Wild's attorney, hoping to obtain a more favorable disposition, proposed that Wild waive the statute of limitations to allow both sides to continue plea bargaining. The court held that the defendant had validly waived the statutory defense for his own benefit. In so doing, the court reasoned that the government had fulfilled the statutory policy of encouraging prompt investigation of criminal activities — it was ready to seek an indictment before the statute
Similarly, Levine was quite clearly on notice that the government intended to indict him, and was gathering evidence in the hope of exchanging information for a nolo contendere disposition. There was little danger then of lost or destroyed evidence. By waiving the statute, Levine took part in controlling the timing of the prosecution and was a major contributor to any alleged delay. Further, the government fulfilled its obligations with respect to the limitations statute — it indicated that it was ready to indict Levine. Questionable as it is whether any rights insured by the statute of limitations were abridged, it is certain that an accurate assessment of undue delay or possible prejudice depends upon the facts elicited at trial. Immediate review would not safeguard interests otherwise irreparably lost and is in fact a premature point from which to determine whether a valid waiver nevertheless occasioned substantial prejudice.
As the Supreme Court noted in MacDonald, simply because dismissal of the indictment is the proper remedy when certain rights have been violated does not mean that a defendant enjoys a "right not to be tried" which can be secured only by interlocutory appellate review. See 435 U.S. at 860 n. 7, 98 S.Ct. at 1552.
Since pretrial orders involving statute of limitations challenges often do not conclusively determine the disputed question, cannot always be separated from the principal trial issue, and do not entail an irreparable loss of rights, denials of motions to dismiss on statute of limitations grounds fail to fulfill in large part the three Cohen criteria. In the present case, the limitations issue was determined in a pretrial hearing essentially severable from the merits. But because of the absence of an irreparable loss of rights, we hold that the order is not immediately appealable under § 1291.
III.
Having determined that the denial of the motion to dismiss on the statute of limitations grounds did not fall within the Cohen exception to "final decisions" we have no jurisdiction to proceed to the latter two questions raised in this appeal since these issues cannot independently survive the Cohen analysis.
IV.
The appeal will be dismissed, and the case remanded for further proceedings.
FootNotes
A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar to any prosecution hereunder for the same act or acts.
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